Agreed Upon Procedures (AUP)
To ensure quality, we use the latest (AUP) industry leading practice aids to serve our clients.
We provide agreed upon procedures (AUP) for broker dealers who are SIPC members and are required to submit a SIPC 7 report annually. We also provide this service for any company that needs an opinion on a specific test or business process.
The quality of the firm’s compilation work has been recently validated by our positive peer review results. You will have direct access to decision makers including the managing partner.